Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (24 Dec 2020 to 25 Feb 2021)
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- [FCA CF] Manager of certification employee (24 Dec 2020 to 25 Feb 2021)
- CF29 Significant management (4 Feb 2009 to 30 May 2012)
- CF30 Customer (9 Oct 2008 to 20 Dec 2009)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Feb 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 25 Feb 2021)
- CF1 Director (11 Jan 2010 to 23 Feb 2011)
- CF29 Significant management (4 Feb 2009 to 6 Sep 2010)
- CF30 Customer (9 Oct 2008 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Feb 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 25 Feb 2021)
- CF29 Significant management (1 Jun 2011 to 30 May 2012)
- CF1 Director (31 Mar 2009 to 23 Feb 2011)
- CF30 Customer (9 Oct 2008 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 3 Sep 2008)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
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- CF30 Customer (1 Nov 2007 to 3 Sep 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.