Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Nov 2025)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (25 Jul 2019 to 8 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Nov 2025)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (25 Jul 2019 to 8 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Nov 2025)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (25 Jul 2019 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 23 Feb 2010)
    • CF21 Investment Adviser (16 Mar 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.