Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Investment Management Inc
FRN 119267
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Nov 2025)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (25 Jul 2019 to 8 Dec 2019)
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JPMorgan Asset Management (UK) Limited
FRN 119337
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Nov 2025)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (25 Jul 2019 to 8 Dec 2019)
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JPMorgan Funds Limited
FRN 119346
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Nov 2025)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (25 Jul 2019 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 23 Feb 2010)
- CF21 Investment Adviser (16 Mar 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.