Richard Titherington

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • SMF18 Other Overall Responsibility (21 Feb 2020 to 6 Apr 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Feb 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Feb 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Feb 2020)
    • CF30 Customer (1 Nov 2007 to 11 Aug 2015)
    • CF27 Investment Management (26 Sep 2003 to 31 Oct 2007)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jun 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 11 Aug 2015)
    • CF27 Investment Management (26 Sep 2003 to 31 Oct 2007)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Jun 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Jun 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (7 Dec 2017 to 14 Jun 2022)
    • [FCA CF] Client dealing (2 Nov 2017 to 14 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 11 Aug 2015)
    • CF27 Investment Management (26 Sep 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.