Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Feb 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Jan 2021)
    • CF30 Customer (16 Oct 2019 to 8 Dec 2019)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (11 May 2018 to 31 Aug 2019)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • CF30 Customer (6 Sep 2016 to 6 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.