J.P. MORGAN PERSONAL INVESTING LIMITED

• Principal Place of Business

  25 Bank Street

  London

  E14 5JP

  UNITED KINGDOM

  Phone

  +442035981515

  Web

  https://www.personalinvesting.jpmorgan.com

• Complaints Contact

  25 Bank Street

  London

  E14 5JP

  UNITED KINGDOM

  Phone

  +442035981515

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Scott Gardner

  IRN SXG00573

  • [FCA CF] Client dealing (since 29 Sep 2022)
• Sebastian Steyne

  IRN SXS02640

  • [FCA CF] Functions requiring qualifications (22 Sep 2021 to 13 Apr 2022)
  • [FCA CF] Client dealing (22 Sep 2021 to 13 Apr 2022)
• Shanaka Viranjan Cristofoli

  IRN SVC01008

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 24 Mar 2023)
  • [FCA CF] Client dealing (since 24 Mar 2023)
• Shaun Port

  IRN SPP01074

  • CF1 Director (5 Jul 2018 to 6 Mar 2019)
  • CF30 Customer (9 Oct 2012 to 6 Nov 2019)
  • CF29 Significant management (9 Oct 2012 to 16 Sep 2014)
• Stephen Clark

  IRN SXC01299

  • Director of firm who is not a certification employee or a SMF manager (30 Apr 2020 to 24 Sep 2021)
  • CF2 Non Executive Director (14 Feb 2014 to 8 Dec 2019)
• Stephen Craig

  IRN SXC00685

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 21 Apr 2026)
  • [FCA CF] Functions requiring qualifications (since 21 Apr 2026)
  • [FCA CF] Client dealing (20 Sep 2021 to 1 Mar 2022)
• Sudha Paritosh

  IRN SXP01135

  • [FCA CF] Manager of certification employee (since 30 Sep 2025)
• Thomas Francis

  IRN TWF01029

  • [FCA CF] Client dealing (22 Apr 2022 to 17 Nov 2022)
  • [FCA CF] Functions requiring qualifications (22 Apr 2022 to 17 Nov 2022)
• Thomas Kieldsen

  IRN TXK01692

  • CF30 Customer (13 Jun 2018 to 8 Dec 2019)
• Timothy Brian Bunting

  IRN TBB01004

  • CF2 Non Executive Director (7 Jul 2014 to 6 Mar 2019)

• John Lewis PLC (no longer appointed)

  FRN 416011 · Appointed 17 Mar 2021 · Until 15 Aug 2024

No changes recorded yet.