Thomas Francis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Octopus Investments Limited
FRN 194779
- CF30 Customer (since 31 Oct 2023)
Octopus Money Limited
FRN 1004074
- (6)Employed By (since 31 Oct 2023)
OCTOPUS MONEY FINANCIAL SOLUTIONS LIMITED
FRN 763630
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 5 Dec 2022)
- [FCA CF] Functions requiring qualifications (since 5 Dec 2022)
J.P. MORGAN PERSONAL INVESTING LIMITED (no longer approved here)
FRN 552016
- [FCA CF] Client dealing (22 Apr 2022 to 17 Nov 2022)
- [FCA CF] Functions requiring qualifications (22 Apr 2022 to 17 Nov 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.