J.P. MORGAN PERSONAL INVESTING LIMITED

Date authorised
1 April 2013
Companies House
07503666
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Bank Street
    London
    E14 5JP
    UNITED KINGDOM
    Phone
    +442035981515
    Web
    https://www.personalinvesting.jpmorgan.com

  • Complaints Contact

    25 Bank Street
    London
    E14 5JP
    UNITED KINGDOM
    Phone
    +442035981515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tracy Sambrook

    IRN TXS01830

    • CF28 Systems and controls (20 May 2015 to 25 May 2017)
  • William David Packman

    IRN WDP01018

    • CF10 Compliance Oversight (7 Feb 2017 to 25 May 2018)
    • CF11 Money Laundering Reporting (7 Feb 2017 to 25 May 2018)
    • CF29 Significant management (9 May 2016 to 25 May 2018)
    • CF10a CASS Oversight function (9 May 2016 to 25 May 2018)
  • William Frederick Reeve

    IRN WFR01010

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 24 Sep 2021)
    • CF2 Non Executive Director (29 Jan 2019 to 8 Dec 2019)
  • William Henry Askew

    IRN WXA08063

    • [FCA CF] Client dealing (29 May 2020 to 5 Aug 2021)
    • CF30 Customer (7 Nov 2018 to 8 Dec 2019)
  • William Robert Todd

    IRN WRT01020

    • CF1 Director (6 Oct 2011 to 12 Aug 2014)
  • Yang Yang

    IRN YXY00019

    • [FCA CF] Manager of certification employee (since 25 Sep 2023)
    • [FCA CF] Client dealing (since 12 Jun 2020)
  • Yao-Hui Cheng

    IRN YXC12211

    • CF2 Non Executive Director (9 May 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • John Lewis PLC (no longer appointed)

    FRN 416011 · Appointed 17 Mar 2021 · Until 15 Aug 2024

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.