Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. MORGAN PERSONAL INVESTING LIMITED (no longer approved here)

    FRN 552016

    • CF10 Compliance Oversight (7 Feb 2017 to 25 May 2018)
    • CF11 Money Laundering Reporting (7 Feb 2017 to 25 May 2018)
    • CF10a CASS Oversight function (9 May 2016 to 25 May 2018)
    • CF29 Significant management (9 May 2016 to 25 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.