Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (7 Feb 2017 to 25 May 2018)
- CF11 Money Laundering Reporting (7 Feb 2017 to 25 May 2018)
- CF10a CASS Oversight function (9 May 2016 to 25 May 2018)
- CF29 Significant management (9 May 2016 to 25 May 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.