Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Mar 2023)
    • [FCA CF] Client dealing (since 24 Mar 2023)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • [FCA CF] Client dealing (1 Jan 2021 to 10 Jan 2023)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 10 Jan 2023)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (27 Jan 2012 to 16 Apr 2018)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (14 Dec 2009 to 30 Dec 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 4 Jan 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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