Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. MORGAN PERSONAL INVESTING LIMITED
FRN 552016
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 24 Mar 2023)
- [FCA CF] Client dealing (since 24 Mar 2023)
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- [FCA CF] Client dealing (1 Jan 2021 to 10 Jan 2023)
- [FCA CF] Functions requiring qualifications (1 Jan 2021 to 10 Jan 2023)
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- CF30 Customer (27 Jan 2012 to 16 Apr 2018)
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- CF30 Customer (14 Dec 2009 to 30 Dec 2011)
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- CF30 Customer (1 Nov 2007 to 4 Jan 2010)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.