Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 11 Feb 2026)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Client dealing (20 Sep 2023 to 22 Aug 2025)
    • [FCA CF] Functions requiring qualifications (20 Sep 2023 to 22 Aug 2025)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • [FCA CF] Client dealing (21 Dec 2020 to 26 Jun 2023)
    • [FCA CF] Functions requiring qualifications (21 Dec 2020 to 26 Jun 2023)
  • J.P. MORGAN PERSONAL INVESTING LIMITED (no longer approved here)

    FRN 552016

    • CF30 Customer (13 Jun 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.