Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. MORGAN PERSONAL INVESTING LIMITED
FRN 552016
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 21 Apr 2026)
- [FCA CF] Functions requiring qualifications (since 21 Apr 2026)
- [FCA CF] Client dealing (20 Sep 2021 to 1 Mar 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.