Stephen Clark

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. MORGAN PERSONAL INVESTING LIMITED (no longer approved here)

    FRN 552016

    • Director of firm who is not a certification employee or a SMF manager (30 Apr 2020 to 24 Sep 2021)
    • CF2 Non Executive Director (14 Feb 2014 to 8 Dec 2019)
  • The Access Bank UK Limited (no longer approved here)

    FRN 478415

    • SMF14 Senior Independent Director (24 Apr 2020 to 1 Oct 2023)
    • SMF11 Chair of the Audit Committee (7 Nov 2016 to 1 Oct 2023)
    • SMF10 Chair of the Risk Committee (7 Nov 2016 to 1 Oct 2023)
  • VTB Capital plc (no longer approved here)

    FRN 144003

    • CF3 Chief Executive (2 Jan 2008 to 15 Aug 2008)
    • CF1 Director (5 Jan 2005 to 17 Sep 2009)
    • CF8 Apportionment and Oversight (5 Jan 2005 to 31 Oct 2007)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2003)
    • CF3 Chief Executive (1 Dec 2001 to 31 Oct 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2003)
    • CF1 Director (1 Dec 2001 to 31 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.