IWP Investment Management Limited

Date authorised
1 April 2013
Companies House
01812617
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Premier House
    Argyle Way
    Stevenage
    Hertfordshire
    SG1 2AD
    UNITED KINGDOM
    Phone
    +441438345767
    Web
    https://iwpim.co.uk

  • Complaints Contact

    101 Wigmore Street
    London
    Westminster
    W1U 1QU
    UNITED KINGDOM
    Phone
    +442073999467

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jayesh Vishram Ratna

    IRN JVR00007

    • CF27 Investment Management (28 Jun 2004 to 16 Jan 2005)
    • CF21 Investment Adviser (3 Feb 2004 to 16 Jan 2005)
  • John Edward Maynard

    IRN JEM00005

    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2020)
    • CF1 Director (23 Feb 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 22 Dec 2012)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 2 Feb 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 2 Feb 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 2 Feb 2004)
  • Jonathan Dibble

    IRN JXD01924

    • SMF17 Money Laundering Reporting Officer (MLRO) (25 May 2023 to 2 Feb 2026)
    • SMF16 Compliance Oversight (25 May 2023 to 2 Feb 2026)
  • Jonathan Peter Howard

    IRN JPH00003

    • [FCA CF] Manager of certification employee (1 Apr 2021 to 27 Oct 2023)
    • [FCA CF] Client dealing (1 Apr 2021 to 27 Oct 2023)
    • [FCA CF] Functions requiring qualifications (1 Apr 2021 to 27 Oct 2023)
    • SMF1 Chief Executive (15 Nov 2020 to 31 May 2024)
    • SMF16 Compliance Oversight (15 Nov 2020 to 26 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (15 Nov 2020 to 26 May 2023)
    • SMF3 Executive Director (15 Nov 2020 to 31 May 2024)
  • Leslie Cantlay

    IRN LJC00007

    • SMF9 Chair of the Governing Body (1 Dec 2020 to 23 Sep 2023)
  • Malcolm Hirst Shaw

    IRN MHS00016

    • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2005)
  • Mark Ireland

    IRN MAI00001

    • CF30 Customer (3 May 2012 to 22 Dec 2012)
  • Nicholas Matthew Frid

    IRN NMF01020

    • CF30 Customer (1 Nov 2007 to 13 Feb 2008)
    • CF21 Investment Adviser (14 Sep 2006 to 31 Oct 2007)
  • Nigel Neil Taylor

    IRN NNT00001

    • CF30 Customer (11 Jul 2011 to 22 Dec 2012)
  • Owen Bruce Wilson

    IRN OBW01000

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF22 Investment Adviser (Trainee) (23 May 2007 to 31 Oct 2007)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.