Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IWP Investment Management Limited (no longer approved here)

    FRN 114563

    • [FCA CF] Client dealing (1 Apr 2021 to 27 Oct 2023)
    • [FCA CF] Functions requiring qualifications (1 Apr 2021 to 27 Oct 2023)
    • [FCA CF] Manager of certification employee (1 Apr 2021 to 27 Oct 2023)
    • SMF1 Chief Executive (15 Nov 2020 to 31 May 2024)
    • SMF3 Executive Director (15 Nov 2020 to 31 May 2024)
    • SMF16 Compliance Oversight (15 Nov 2020 to 26 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (15 Nov 2020 to 26 May 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.