Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Apr 2021 to 27 Oct 2023)
- [FCA CF] Functions requiring qualifications (1 Apr 2021 to 27 Oct 2023)
- [FCA CF] Manager of certification employee (1 Apr 2021 to 27 Oct 2023)
- SMF1 Chief Executive (15 Nov 2020 to 31 May 2024)
- SMF3 Executive Director (15 Nov 2020 to 31 May 2024)
- SMF16 Compliance Oversight (15 Nov 2020 to 26 May 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (15 Nov 2020 to 26 May 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.