Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF3 Executive Director (9 Dec 2019 to 30 Apr 2020)
- CF1 Director (23 Feb 2011 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 22 Dec 2012)
- CF8 Apportionment and Oversight (1 Dec 2001 to 2 Feb 2004)
- CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2005)
- CF10 Compliance Oversight (1 Dec 2001 to 2 Feb 2004)
- CF11 Money Laundering Reporting (1 Dec 2001 to 2 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.