Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IWP Investment Management Limited (no longer approved here)

    FRN 114563

    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2020)
    • CF1 Director (23 Feb 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 22 Dec 2012)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 2 Feb 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2005)
    • CF10 Compliance Oversight (1 Dec 2001 to 2 Feb 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 2 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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