Jayesh Vishram Ratna

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Apr 2017 to 8 Dec 2019)
  • Frenkel Topping Limited (no longer approved here)

    FRN 145186

    • CF30 Customer (23 May 2016 to 30 Sep 2016)
  • IM ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 402770

    • CF30 Customer (24 Sep 2015 to 4 May 2016)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (5 Oct 2009 to 15 Apr 2011)
  • IWP Investment Management Limited (no longer approved here)

    FRN 114563

    • CF27 Investment Management (28 Jun 2004 to 16 Jan 2005)
    • CF21 Investment Adviser (3 Feb 2004 to 16 Jan 2005)
  • Austyn James Consultancy Limited (2377) (no longer approved here)

    FRN 182310

    • (1)Employed By (19 Jun 2001 to 2 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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