IWP Investment Management Limited

• Principal Place of Business

  Premier House

  Argyle Way

  Stevenage

  Hertfordshire

  SG1 2AD

  UNITED KINGDOM

  Phone

  +441438345767

  Web

  https://iwpim.co.uk

• Complaints Contact

  101 Wigmore Street

  London

  Westminster

  W1U 1QU

  UNITED KINGDOM

  Phone

  +442073999467

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Patrick O'Leary

  IRN PAO00003

  • SMF16 Compliance Oversight (since 1 Mar 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2026)
• Paul Gregory Hunt

  IRN PGH01045

  • SMF3 Executive Director (since 1 Mar 2026)
• Paul Holmes

  IRN PXH00251

  • [FCA CF] Manager of certification employee (1 Apr 2021 to 30 Sep 2023)
• Paul John Beasley

  IRN PJB00157

  • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Aug 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Aug 2020)
  • CF10 Compliance Oversight (14 Mar 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (14 Mar 2011 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 22 Dec 2012)
  • CF21 Investment Adviser (2 Mar 2005 to 31 Oct 2007)
  • CF1 Director (8 Dec 2003 to 8 Dec 2019)
• Peter James Murphy

  IRN PJM00026

  • [FCA CF] Functions requiring qualifications (1 Apr 2021 to 1 May 2021)
  • [FCA CF] Client dealing (1 Apr 2021 to 22 Feb 2023)
  • CF30 Customer (13 Aug 2012 to 22 Dec 2012)
• Peter Richard Checketts

  IRN PRC00051

  • CF1 Director (8 Dec 2003 to 16 Sep 2010)
• Philip James Leigh Hunt

  IRN PJH01369

  • SMF3 Executive Director (since 29 May 2024)
• Richard Kevin William Lee

  IRN RKL01012

  • CF30 Customer (6 Jan 2011 to 18 Mar 2011)
• Robin Anthony Perry

  IRN RAP01191

  • [FCA CF] Material risk taker (1 Nov 2022 to 20 Aug 2024)
  • [FCA CF] Functions requiring qualifications (1 Nov 2022 to 20 Aug 2024)
• Thomas Broadhurst

  IRN TXB01826

  • CF30 Customer (10 Oct 2017 to 8 Dec 2019)

No changes recorded yet.