Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IWP Investment Management Limited (no longer approved here)

    FRN 114563

    • [FCA CF] Client dealing (1 Apr 2021 to 22 Feb 2023)
    • [FCA CF] Functions requiring qualifications (1 Apr 2021 to 1 May 2021)
    • CF30 Customer (13 Aug 2012 to 22 Dec 2012)
  • Kingston PTM Limited (no longer approved here)

    FRN 209429

    • CF30 Customer (24 Aug 2011 to 20 Jul 2012)
  • PERSPECTIVE (SOUTH EAST) LIMITED (no longer approved here)

    FRN 178690

    • CF22 Investment Adviser (Trainee) (11 Jun 2004 to 21 Apr 2005)
    • CF24 Pension Transfer Specialist (11 Jun 2004 to 21 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.