Paul John Beasley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IWP Investment Management Limited (no longer approved here)

    FRN 114563

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Aug 2020)
    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Aug 2020)
    • CF10 Compliance Oversight (14 Mar 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Mar 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 22 Dec 2012)
    • CF21 Investment Adviser (2 Mar 2005 to 31 Oct 2007)
    • CF1 Director (8 Dec 2003 to 8 Dec 2019)
  • RICHMOND HOUSE INSURANCE BROKERS LIMITED (no longer approved here)

    FRN 301691

    • CF1 Director (9 Feb 2005 to 16 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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