Robin Anthony Perry

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bordier & Cie (UK) PLC

    FRN 114324

    • 16. Safeguarding and administering investments or holding client money
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2020)
    • [FCA CF] Client dealing (since 6 Jan 2020)
    • CF30 Customer (3 Sep 2019 to 8 Dec 2019)
  • IWP Investment Management Limited (no longer approved here)

    FRN 114563

    • [FCA CF] Functions requiring qualifications (1 Nov 2022 to 20 Aug 2024)
    • [FCA CF] Material risk taker (1 Nov 2022 to 20 Aug 2024)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • [FCA CF] Functions requiring qualifications (29 Mar 2018 to 14 Feb 2019)
    • [FCA CF] Client dealing (13 Dec 2017 to 14 Feb 2019)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (24 Oct 2013 to 22 Mar 2018)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (2 Nov 2009 to 10 Jul 2014)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (2 Nov 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.