Nicholas Matthew Frid

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Attivo Financial Limited

    FRN 497130

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Oct 2021)
    • [FCA CF] Client dealing (since 4 Oct 2021)
  • Attivo Financial Services Limited

    FRN 462105

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2018)
  • Attivo Financial Planning Limited

    FRN 451967

    • Employed By (since 1 Nov 2018)
  • Lubbock Fine Wealth Management LLP (no longer approved here)

    FRN 707296

    • CF30 Customer (15 Oct 2015 to 3 Oct 2017)
  • Olive Wealth Management Ltd (no longer approved here)

    FRN 482693

    • CF30 Customer (25 Aug 2011 to 31 Dec 2013)
  • IWP Investment Management Limited (no longer approved here)

    FRN 114563

    • CF30 Customer (1 Nov 2007 to 13 Feb 2008)
    • CF21 Investment Adviser (14 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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