Leslie Cantlay

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Platform Securities LLP

    FRN 214206

    • SMF9 Chair of the Governing Body (since 23 Jul 2024)
    • SMF13 Chair of the Nominations Committee (since 9 Dec 2019)
    • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 7 Apr 2025)
    • CF2 Non Executive Director (4 Aug 2016 to 8 Dec 2019)
  • Yorkshire Independent Financial Advisers Limited

    FRN 474338

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (31 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (26 Nov 2007 to 31 Dec 2013)
    • CF8 Apportionment and Oversight (26 Nov 2007 to 31 Mar 2009)
    • CF3 Chief Executive (26 Nov 2007 to 21 Aug 2012)
    • Responsible for Insurance Mediation (26 Nov 2007 to 21 Aug 2012)
    • CF10 Compliance Oversight (26 Nov 2007 to 21 Aug 2012)
    • CF1 Director (26 Nov 2007 to 31 Dec 2013)
  • IWP Investment Management Limited (no longer approved here)

    FRN 114563

    • SMF9 Chair of the Governing Body (1 Dec 2020 to 23 Sep 2023)
  • Cynergy Bank Plc (no longer approved here)

    FRN 575105

    • SMF4 Chief Risk (13 Jun 2018 to 31 Jul 2018)
    • SMF16 Compliance Oversight (15 Nov 2016 to 18 Dec 2017)
  • Interactive Investor Services Limited (no longer approved here)

    FRN 141282

    • CF10 Compliance Oversight (17 Aug 2012 to 19 Apr 2013)
  • Titan Private Wealth Limited (no longer approved here)

    FRN 226392

    • CF30 Customer (18 Mar 2009 to 30 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

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