Date authorised
1 April 2013
Companies House
02601833
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414
  • Complaints Contact

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principal in investments, arrangng (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Louis Petherick

    IRN LXP01287

    • SMF4 Chief Risk (since 1 Aug 2025)
    • SMF16 Compliance Oversight (since 1 Aug 2025)
  • Louisa Barbara Mary King

    IRN LBE00004

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Nov 2021)
    • CF11 Money Laundering Reporting (14 May 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 May 2019 to 8 Dec 2019)
  • Mark Alexander Bogard

    IRN MAB00031

    • CF1 Director (6 Apr 2007 to 6 May 2011)
  • Mark George Bourke

    IRN MGB01087

    • CF1 Director (28 Nov 2011 to 25 Apr 2014)
  • Mark Patrick Hastings

    IRN MPH01115

    • [FCA CF] Significant management (10 Apr 2023 to 9 Feb 2024)
  • Martin Philip Ettles

    IRN MXE09200

    • SMF4 Chief Risk (16 May 2022 to 2 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2022 to 2 Aug 2023)
    • SMF16 Compliance Oversight (8 Feb 2022 to 2 Aug 2023)
  • Matthew James Taylor

    IRN MXT01261

    • [FCA CF] Significant management (9 Dec 2019 to 28 Apr 2023)
  • Maureen Margaret Bunt

    IRN MMB01062

    • CF1 Director (6 Apr 2007 to 6 Dec 2007)
  • Michael Paul Lennon

    IRN MXL00787

    • [FCA CF] Significant management (since 29 Sep 2025)
  • Michael Robert Regan

    IRN MRR01080

    • SMF18 Other Overall Responsibility (since 1 Jan 2024)
    • SMF3 Executive Director (3 Nov 2022 to 1 Jan 2024)
    • SMF2 Chief Finance (3 Nov 2022 to 1 Jan 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.