Martin Philip Ettles

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Royal London Mutual Insurance Society, Limited (THE)

    FRN 117672

    • [FCA CF] Material risk taker (since 22 Jan 2024)
    • [FCA CF] Significant management (since 22 Jan 2024)
    • [FCA CF] Manager of certification employee (since 22 Jan 2024)
  • The IPS Partnership Limited (no longer approved here)

    FRN 115135

    • SMF4 Chief Risk (16 May 2022 to 2 Aug 2023)
    • SMF16 Compliance Oversight (8 Feb 2022 to 2 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2022 to 2 Aug 2023)
  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • SMF4 Chief Risk (16 May 2022 to 2 Aug 2023)
    • SMF16 Compliance Oversight (8 Feb 2022 to 2 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2022 to 2 Aug 2023)
  • JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)

    FRN 460698

    • SMF4 Chief Risk (16 May 2022 to 2 Aug 2023)
    • SMF16 Compliance Oversight (8 Feb 2022 to 2 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2022 to 2 Aug 2023)
  • IPS Pensions Limited (no longer approved here)

    FRN 461720

    • SMF4 Chief Risk (16 May 2022 to 2 Aug 2023)
    • SMF16 Compliance Oversight (8 Feb 2022 to 2 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2022 to 2 Aug 2023)
  • NUCLEUS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 456117

    • SMF4 Chief Risk (29 Jul 2021 to 2 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (3 Jun 2020 to 2 Aug 2023)
    • SMF16 Compliance Oversight (3 Jun 2020 to 2 Aug 2023)
  • Standard Life Assurance Limited (no longer approved here)

    FRN 439567

    • SMF16 Compliance Oversight (23 Jan 2019 to 29 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

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