Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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National Counties Building Society
FRN 206080
- SMF16 Compliance Oversight (since 19 Jul 2023)
- SMF24 Chief Operations (since 19 Jul 2023)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- SMF1 Chief Executive (since 7 Mar 2016)
- Responsible for Insurance Mediation (3 May 2012 to 30 Sep 2018)
- CF1 Director (1 May 2012 to 6 Mar 2016)
- CF3 Chief Executive (1 May 2012 to 6 Mar 2016)
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Counties Home Loan Management Limited
FRN 305245
- SMF16 Compliance Oversight (since 21 Mar 2023)
- SMF3 Executive Director (since 21 Mar 2023)
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Alexander Hall Associates Limited
FRN 154485
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- CF2 Non Executive Director (1 Jan 2013 to 8 Dec 2019)
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- CF4 Partner (1 Nov 2011 to 12 Oct 2012)
- CF30 Customer (1 Nov 2011 to 12 Oct 2012)
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- CF1 Director (10 Mar 2010 to 6 May 2011)
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- CF1 Director (10 Mar 2010 to 6 May 2011)
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- CF1 Director (6 Apr 2007 to 6 May 2011)
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- CF1 Director (30 Nov 2004 to 6 May 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.