Mark Patrick Hastings

• Suffolk Life Annuities Limited (no longer approved here)

  FRN 110468

  • SMF2 Chief Finance (8 Feb 2024 to 9 Feb 2024)
• The IPS Partnership Limited (no longer approved here)

  FRN 115135

  • [FCA CF] Significant management (10 Apr 2023 to 9 Feb 2024)
• James Hay WRAP Managers Limited (no longer approved here)

  FRN 225574

  • [FCA CF] Significant management (10 Apr 2023 to 9 Feb 2024)
• NUCLEUS FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 456117

  • [FCA CF] Significant management (10 Apr 2023 to 9 Feb 2024)
• JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)

  FRN 460698

  • [FCA CF] Significant management (10 Apr 2023 to 9 Feb 2024)
• IPS Pensions Limited (no longer approved here)

  FRN 461720

  • [FCA CF] Significant management (10 Apr 2023 to 9 Feb 2024)
• HARGREAVES LANSDOWN FUND MANAGERS LTD. (no longer approved here)

  FRN 166016

  • SMF3 Executive Director (3 Nov 2021 to 31 Mar 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 3 Nov 2021)
• Hargreaves Lansdown Advisory Services Limited (no longer approved here)

  FRN 189627

  • SMF3 Executive Director (3 Nov 2021 to 13 Jan 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 3 Nov 2021)
• Hargreaves Lansdown Savings Limited (no longer approved here)

  FRN 915119

  • [FCA CF] Material risk taker (3 Nov 2021 to 31 Mar 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 7 Feb 2023)
• Investment Funds Direct Limited (no longer approved here)

  FRN 114432

  • CF10a CASS Oversight function (1 Oct 2011 to 15 Jul 2016)
  • CF28 Systems and controls (1 Nov 2007 to 15 Jul 2016)
  • CF13 Finance (15 May 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (15 May 2006 to 1 Feb 2008)
  • CF10 Compliance Oversight (15 May 2006 to 1 Feb 2008)
  • CF1 Director (15 May 2006 to 15 Jul 2016)

No changes recorded yet.