Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Embark Services Limited
FRN 120820
- SMF16 Compliance Oversight (since 1 Sep 2024)
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EBS Pensions Limited
FRN 134908
- SMF16 Compliance Oversight (since 1 Sep 2024)
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Halifax Share Dealing Limited
FRN 183332
- SMF16 Compliance Oversight (since 1 Sep 2024)
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Sterling ISA Managers Limited
FRN 191278
- SMF16 Compliance Oversight (since 1 Sep 2024)
- SMF4 Chief Risk (21 Oct 2022 to 31 Aug 2024)
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Embark Investment Services Limited
FRN 737356
- SMF16 Compliance Oversight (since 1 Sep 2024)
- SMF4 Chief Risk (21 Oct 2022 to 31 Aug 2024)
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HBOS Investment Fund Managers Limited
FRN 119223
- SMF16 Compliance Oversight (since 21 Nov 2023)
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Scottish Widows Unit Trust Managers Limited
FRN 122129
- SMF16 Compliance Oversight (since 21 Nov 2023)
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- SMF16 Compliance Oversight (since 21 Nov 2023)
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SCOTTISH WIDOWS LIMITED
FRN 181655
- SMF16 Compliance Oversight (since 21 Nov 2023)
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Lloyds Bank General Insurance Limited
FRN 202091
- SMF16 Compliance Oversight (since 21 Nov 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.