Louisa Barbara Mary King

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St Andrew's Insurance Plc

    FRN 202932

    • SMF16 Compliance Oversight (since 21 Nov 2023)
  • Lloyds Bank PLC

    FRN 119278

    • [PRA CF] Managing a material risk taker (since 7 Jul 2023)
    • [FCA CF] Manager of certification employee (since 7 Jul 2023)
  • CAVENDISH ONLINE LIMITED (no longer approved here)

    FRN 469385

    • SMF16 Compliance Oversight (21 Nov 2023 to 1 Apr 2024)
  • The IPS Partnership Limited (no longer approved here)

    FRN 115135

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Nov 2021)
    • CF10 Compliance Oversight (14 May 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 May 2019 to 8 Dec 2019)
  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Nov 2021)
    • CF11 Money Laundering Reporting (14 May 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Sep 2018 to 8 Dec 2019)
  • JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)

    FRN 460698

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Nov 2021)
    • CF11 Money Laundering Reporting (14 May 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Sep 2018 to 8 Dec 2019)
  • IPS Pensions Limited (no longer approved here)

    FRN 461720

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Nov 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Nov 2021)
    • CF10 Compliance Oversight (14 May 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 May 2019 to 8 Dec 2019)
  • Sunlife Limited (no longer approved here)

    FRN 769427

    • CF10 Compliance Oversight (26 Jun 2017 to 22 Jun 2018)

Recent activity

Updates to this individual's record on the FCA register.

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