Investment Funds Direct Limited

Date authorised
1 April 2013
Companies House
01610781
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Investment Funds Direct Ltd
    Trimbridge House
    Trim Street
    Bath
    Bath And North East Somerset
    BA1 1HB
    UNITED KINGDOM
    Phone
    +4403450766140
    Web
    https://www.mandg.com/wealth/platform

  • Complaints Contact

    Investment Funds Direct Ltd
    Trimbridge House
    Trim Street
    Bath
    Bath And North East Somerset
    BA1 1HB
    UNITED KINGDOM
    Phone
    +4403451203022

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rachel Allen

    IRN RXA00399

    • [FCA CF] Manager of certification employee (17 Mar 2023 to 1 Jan 2025)
    • [FCA CF] Material risk taker (17 Mar 2023 to 1 Jan 2025)
  • Riccardo Spella

    IRN RXS01770

    • [FCA CF] Material risk taker (since 22 Aug 2024)
  • Richard Arthur Goodall

    IRN RAG00019

    • CF1 Director (30 Mar 2009 to 5 Sep 2011)
    • CF29 Significant management (30 Mar 2009 to 5 Sep 2011)
  • Richard Frederick William Forrow

    IRN RFF01024

    • CF11 Money Laundering Reporting (6 Feb 2008 to 21 Aug 2008)
    • CF10 Compliance Oversight (6 Feb 2008 to 21 Aug 2008)
  • Richard Graham Denning

    IRN RGD01056

    • SMF3 Executive Director (7 May 2021 to 1 Apr 2026)
    • SMF1 Chief Executive (7 May 2021 to 1 Apr 2026)
  • Richard McCullagh

    IRN RXM42369

    • [FCA CF] Significant management (15 Feb 2021 to 1 Nov 2023)
  • Richard McKinney

    IRN RXM02342

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Aug 2020)
    • CF10 Compliance Oversight (7 Aug 2017 to 8 Dec 2019)
  • Richard Simon James

    IRN RSJ01011

    • CF1 Director (25 Feb 2008 to 6 Jan 2011)
  • Richard Warrington

    IRN RXW01189

    • CF10 Compliance Oversight (19 Apr 2002 to 2 Jan 2004)
  • Robert Andrew Regan

    IRN RAR01138

    • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
    • CF3 Chief Executive (31 May 2018 to 8 Dec 2019)
    • CF1 Director (13 Mar 2018 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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