Richard McKinney

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Responsible Life Limited

    FRN 610205

    • SMF3 Executive Director (since 30 Jul 2025)
    • SMF16 Compliance Oversight (since 21 Mar 2025)
  • Royal London Mutual Insurance Society, Limited (THE)

    FRN 117672

    • [FCA CF] Material risk taker (since 1 Oct 2020)
    • [FCA CF] Significant management (since 1 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Nov 2021 to 17 Jun 2022)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 30 Sep 2024)
    • SMF16 Compliance Oversight (10 Dec 2018 to 11 Nov 2024)
    • CF10 Compliance Oversight (9 Sep 2013 to 9 Dec 2018)
  • PMGI Limited (no longer approved here)

    FRN 114942

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Nov 2021 to 17 Jun 2022)
    • SMF16 Compliance Oversight (20 Jan 2021 to 29 Feb 2024)
    • [FCA CF] Significant management (1 Oct 2020 to 29 Feb 2024)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Nov 2021 to 17 Jun 2022)
    • [FCA CF] Significant management (10 Feb 2021 to 31 Mar 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2024)
    • CF10 Compliance Oversight (3 Jul 2018 to 8 Dec 2019)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Nov 2021 to 17 Jun 2022)
    • [FCA CF] Significant management (10 Feb 2021 to 30 Sep 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Nov 2024)
    • CF10 Compliance Oversight (3 Jul 2018 to 8 Dec 2019)
  • Royal London Marketing Limited (no longer approved here)

    FRN 302391

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Nov 2021 to 17 Jun 2022)
    • [FCA CF] Significant management (10 Feb 2021 to 30 Sep 2024)
    • SMF16 Compliance Oversight (22 May 2020 to 11 Nov 2024)
    • CF10 Compliance Oversight (9 Sep 2013 to 29 Jan 2016)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Aug 2020)
    • CF10 Compliance Oversight (7 Aug 2017 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF11 Money Laundering Reporting (5 Nov 2012 to 3 Sep 2013)
    • CF10 Compliance Oversight (5 Nov 2012 to 3 Sep 2013)
    • CF1 Director (5 Nov 2012 to 3 Sep 2013)

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