Investment Funds Direct Limited

Date authorised
1 April 2013
Companies House
01610781
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Investment Funds Direct Ltd
    Trimbridge House
    Trim Street
    Bath
    Bath And North East Somerset
    BA1 1HB
    UNITED KINGDOM
    Phone
    +4403450766140
    Web
    https://www.mandg.com/wealth/platform

  • Complaints Contact

    Investment Funds Direct Ltd
    Trimbridge House
    Trim Street
    Bath
    Bath And North East Somerset
    BA1 1HB
    UNITED KINGDOM
    Phone
    +4403451203022

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Arthur Daniel Williams

    IRN RAW01187

    • CF2 Non Executive Director (1 Aug 2019 to 8 Dec 2019)
  • Robert David Lewis

    IRN RXL91270

    • SMF7 Group Entity Senior Manager (since 5 Apr 2023)
  • Robert James Hickson

    IRN RXH42362

    • [FCA CF] Manager of certification employee (22 Aug 2024 to 1 Jul 2025)
  • Robin Ann Lawther

    IRN RAL01071

    • SMF7 Group Entity Senior Manager (24 Dec 2020 to 14 Mar 2021)
  • Roddy Andrew James Thomson

    IRN RAT01061

    • SMF24 Chief Operations (19 Feb 2021 to 30 Apr 2021)
    • SMF3 Executive Director (19 Feb 2021 to 30 Apr 2021)
  • Ross Gordon Outram

    IRN RXO00102

    • [FCA CF] Functions requiring qualifications (4 Mar 2022 to 2 Aug 2024)
  • Ross Manson Mackay

    IRN RMM01148

    • CF11 Money Laundering Reporting (10 Jan 2014 to 31 Jan 2017)
  • Sarah Lanfear

    IRN SFL01012

    • CF30 Customer (1 Nov 2007 to 1 Feb 2008)
    • CF26 Customer Trading (5 Oct 2006 to 31 Oct 2007)
  • Sarah Louise Gelling

    IRN SXG00491

    • SMF7 Group Entity Senior Manager (25 Jun 2024 to 13 Jan 2025)
  • Sean Patrick Ewing

    IRN SPE01024

    • CF2 Non Executive Director (8 Dec 2004 to 12 May 2005)
    • CF3 Chief Executive (17 Jul 2002 to 8 Dec 2004)
    • CF1 Director (17 Jul 2002 to 8 Dec 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 12 Jul 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 12 Jul 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 12 Jul 2002)
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Recent activity

Updates to this firm's record on the FCA register.

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