Investment Funds Direct Limited

• Principal Place of Business

  Investment Funds Direct Ltd

  Trimbridge House

  Trim Street

  Bath

  Bath And North East Somerset

  BA1 1HB

  UNITED KINGDOM

  Phone

  +4403450766140

  Web

  https://www.mandg.com/wealth/platform

• Complaints Contact

  Investment Funds Direct Ltd

  Trimbridge House

  Trim Street

  Bath

  Bath And North East Somerset

  BA1 1HB

  UNITED KINGDOM

  Phone

  +4403451203022

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shawn Elizabeth Gamble

  IRN SES01093

  • SMF7 Group Entity Senior Manager (since 13 Jan 2025)
• Simon Bratt

  IRN SXB01916

  • CF8 Apportionment and Oversight (4 Feb 2005 to 30 Jun 2005)
  • CF3 Chief Executive (10 Nov 2004 to 30 Jun 2005)
  • CF1 Director (10 Nov 2004 to 30 Jun 2005)
• Simon Davis

  IRN SXD00762

  • [FCA CF] Significant management (5 Jan 2024 to 30 Sep 2024)
• Simon Gray

  IRN SXG00556

  • [FCA CF] Functions requiring qualifications (23 Aug 2022 to 2 Aug 2024)
• Simon Moffatt

  IRN STM01065

  • [FCA CF] Manager of certification employee (15 Feb 2021 to 31 Oct 2021)
• Simon Tasker

  IRN SXT71720

  • SMF7 Group Entity Senior Manager (since 6 Mar 2026)
• Simon Tedridge

  IRN SXT00231

  • [FCA CF] Manager of certification employee (2 Nov 2020 to 17 Mar 2022)
• Spencer Lee Horgan

  IRN SLH01058

  • [FCA CF] Manager of certification employee (since 17 Feb 2025)
• Stacey Lee Cartwright

  IRN SLC01057

  • CF13 Finance (15 Jul 2002 to 26 Sep 2003)
  • CF1 Director (19 Apr 2002 to 26 Sep 2003)
• Stephen Higgins

  IRN SXH42384

  • [FCA CF] Functions requiring qualifications (14 Dec 2021 to 2 Aug 2024)

No changes recorded yet.