Investment Funds Direct Limited

Date authorised
1 April 2013
Companies House
01610781
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Investment Funds Direct Ltd
    Trimbridge House
    Trim Street
    Bath
    Bath And North East Somerset
    BA1 1HB
    UNITED KINGDOM
    Phone
    +4403450766140
    Web
    https://www.mandg.com/wealth/platform

  • Complaints Contact

    Investment Funds Direct Ltd
    Trimbridge House
    Trim Street
    Bath
    Bath And North East Somerset
    BA1 1HB
    UNITED KINGDOM
    Phone
    +4403451203022

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Pritchard

    IRN SXP02042

    • CF28 Systems and controls (8 Jun 2012 to 20 Sep 2013)
    • CF10 Compliance Oversight (8 Jun 2012 to 27 Sep 2013)
    • CF11 Money Laundering Reporting (8 Jun 2012 to 27 Sep 2013)
  • Stephen Shone

    IRN SXS01255

    • CF1 Director (25 Feb 2008 to 11 May 2009)
  • Steven Brian Parlett

    IRN SBP01014

    • CF11 Money Laundering Reporting (1 Sep 2008 to 14 Sep 2010)
    • CF10 Compliance Oversight (1 Sep 2008 to 20 Jul 2010)
  • Stewart Lisowski

    IRN SXL00255

    • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 1 Jan 2022)
  • Stuart James Turner

    IRN SJT01140

    • CF15 Internal Audit (17 Mar 2003 to 31 Aug 2004)
  • Susan Smith

    IRN SXS02403

    • CF10 Compliance Oversight (8 Sep 2014 to 17 Mar 2017)
  • Thomas Frederic Bischler

    IRN TXB00021

    • SMF2 Chief Finance (since 12 Jan 2021)
    • SMF3 Executive Director (since 12 Jan 2021)
  • Thomas Segun Ilube

    IRN TSI01000

    • CF2 Non Executive Director (21 Jan 2004 to 22 Nov 2004)
  • Timothy Popkin

    IRN TXP00101

    • [FCA CF] Functions requiring qualifications (9 Mar 2021 to 2 Aug 2024)
  • Tracey Graham

    IRN TXG01311

    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 31 Aug 2020)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Aug 2020)
    • CF2 Non Executive Director (2 Sep 2016 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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