Steven Brian Parlett

• Investment Funds Direct Limited (no longer approved here)

  FRN 114432

  • CF10 Compliance Oversight (1 Sep 2008 to 20 Jul 2010)
  • CF11 Money Laundering Reporting (1 Sep 2008 to 14 Sep 2010)
• Royal London Asset Management Limited (no longer approved here)

  FRN 141665

  • CF10 Compliance Oversight (27 Dec 2007 to 4 Oct 2012)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 4 Oct 2012)
• Royal London Unit Trust Managers Limited (no longer approved here)

  FRN 144037

  • CF10 Compliance Oversight (27 Dec 2007 to 4 Oct 2012)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 4 Oct 2012)
• Royal London Savings Limited (no longer approved here)

  FRN 191237

  • CF10 Compliance Oversight (27 Dec 2007 to 4 Oct 2012)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 4 Oct 2012)
• Royal London Marketing Limited (no longer approved here)

  FRN 302391

  • CF10 Compliance Oversight (24 Apr 2006 to 10 Dec 2007)
  • CF11 Money Laundering Reporting (24 Apr 2006 to 1 Sep 2010)
• RJD Partners Limited (no longer approved here)

  FRN 208588

  • CF11 Money Laundering Reporting (14 May 2002 to 17 Oct 2006)
• Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

  FRN 117672

  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Sep 2010)
• United Friendly General Insurance Limited (no longer approved here)

  FRN 202747

  • (2)CF11 Money Laundering Reporting (1 Dec 2001 to 29 Aug 2006)
• MARCO GAMMA LIMITED (no longer approved here)

  FRN 202793

  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Sep 2010)

No changes recorded yet.