Tracey Graham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clydesdale Bank Plc

    FRN 121873

    • SMF12 Chair of the Remuneration Committee (since 30 Sep 2025)
    • SMF14 Senior Independent Director (since 30 Sep 2025)
    • SMF7 Group Entity Senior Manager (1 Oct 2024 to 30 Sep 2025)
    • Director of firm who is not a certification employee or a SMF manager (23 Jan 2023 to 30 Sep 2025)
  • Pension Insurance Corporation plc

    FRN 454345

    • SMF14 Senior Independent Director (since 2 Jan 2025)
  • Nationwide Building Society

    FRN 106078

    • SMF14 Senior Independent Director (since 20 Jul 2023)
    • SMF12 Chair of the Remuneration Committee (since 1 Jan 2023)
    • Director of firm who is not a certification employee or a SMF manager (28 Sep 2022 to 31 Dec 2022)
  • Close Brothers Limited

    FRN 124750

    • SMF12 Chair of the Remuneration Committee (since 17 Nov 2022)
    • Director of firm who is not a certification employee or a SMF manager (22 Mar 2022 to 17 Nov 2022)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • SMF7 Group Entity Senior Manager (17 Nov 2022 to 1 Mar 2025)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • SMF7 Group Entity Senior Manager (17 Nov 2022 to 1 Dec 2025)
  • TrinityBridge Fund Management Limited (no longer approved here)

    FRN 175827

    • SMF7 Group Entity Senior Manager (17 Nov 2022 to 1 Mar 2025)
  • Royal London Asset Management Limited (no longer approved here)

    FRN 141665

    • SMF7 Group Entity Senior Manager (24 Feb 2020 to 22 Mar 2022)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • SMF7 Group Entity Senior Manager (24 Feb 2020 to 22 Mar 2022)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Aug 2020)
    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 31 Aug 2020)
    • CF2 Non Executive Director (2 Sep 2016 to 8 Dec 2019)
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