Stephen Pritchard

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • [FCA CF] Manager of certification employee (1 Nov 2021 to 21 Aug 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Aug 2024)
    • CF28 Systems and controls (21 Mar 2017 to 8 Dec 2019)
  • Hargreaves Lansdown Savings Limited (no longer approved here)

    FRN 915119

    • [FCA CF] Manager of certification employee (1 Nov 2021 to 21 Aug 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Aug 2024)
  • HARGREAVES LANSDOWN FUND MANAGERS LTD. (no longer approved here)

    FRN 166016

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Aug 2024)
    • CF28 Systems and controls (21 Mar 2017 to 8 Dec 2019)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • CF28 Systems and controls (8 Jun 2012 to 20 Sep 2013)
    • CF10 Compliance Oversight (8 Jun 2012 to 27 Sep 2013)
    • CF11 Money Laundering Reporting (8 Jun 2012 to 27 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

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