Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Prudential Lifetime Mortgages Limited
FRN 119350
- [FCA CF] Manager of certification employee (since 1 Sep 2023)
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Prudential Distribution Limited
FRN 194709
- [FCA CF] Manager of certification employee (since 1 Sep 2023)
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M&G Wealth Investments LLP
FRN 229445
- [FCA CF] Manager of certification employee (since 1 Sep 2023)
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Prudential Pensions Limited
FRN 110434
- SMF7 Group Entity Senior Manager (since 5 Apr 2023)
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Investment Funds Direct Limited
FRN 114432
- SMF7 Group Entity Senior Manager (since 5 Apr 2023)
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M&G Investment Management Limited
FRN 119328
- SMF7 Group Entity Senior Manager (since 5 Apr 2023)
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The Prudential Assurance Company Limited
FRN 139793
- SMF7 Group Entity Senior Manager (since 5 Apr 2023)
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- SMF7 Group Entity Senior Manager (since 5 Apr 2023)
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- SMF5 Head of Internal Audit (29 Apr 2022 to 3 Mar 2023)
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- SMF5 Head of Internal Audit (16 Nov 2020 to 3 Mar 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.