Sarah Louise Gelling

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • SMF7 Group Entity Senior Manager (25 Jun 2024 to 13 Jan 2025)
    • [FCA CF] Material risk taker (1 Jan 2024 to 1 Jun 2025)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • SMF7 Group Entity Senior Manager (25 Jun 2024 to 13 Jan 2025)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • SMF7 Group Entity Senior Manager (25 Jun 2024 to 13 Jan 2025)
    • [FCA CF] Material risk taker (1 Jan 2024 to 1 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Dec 2022 to 1 Jun 2025)
    • [FCA CF] Significant management (21 Mar 2022 to 1 Jun 2025)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • SMF7 Group Entity Senior Manager (25 Jun 2024 to 13 Jan 2025)
    • [FCA CF] Material risk taker (1 Jan 2024 to 1 Jun 2025)
    • [FCA CF] Significant management (21 Mar 2022 to 1 Jun 2025)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • SMF7 Group Entity Senior Manager (25 Jun 2024 to 13 Jan 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.