Robert Arthur Daniel Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RLUM Limited (no longer approved here)
FRN 144032
- SMF3 Executive Director (1 Apr 2024 to 12 May 2024)
Royal London Asset Management Limited (no longer approved here)
FRN 141665
- SMF3 Executive Director (9 Dec 2019 to 12 May 2024)
- CF1 Director (19 Jun 2013 to 8 Dec 2019)
Royal London Unit Trust Managers Limited (no longer approved here)
FRN 144037
- SMF3 Executive Director (9 Dec 2019 to 12 May 2024)
- CF1 Director (19 Jun 2013 to 8 Dec 2019)
Investment Funds Direct Limited (no longer approved here)
FRN 114432
- CF2 Non Executive Director (1 Aug 2019 to 8 Dec 2019)
Quilter Investors Limited (no longer approved here)
FRN 208543
- CF29 Significant management (7 Aug 2008 to 30 Apr 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.