Richard Warrington

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nationwide Building Society (no longer approved here)
FRN 106078
- CF10 Compliance Oversight (11 Nov 2009 to 31 Aug 2012)
Clydesdale Bank Plc (no longer approved here)
FRN 121873
- CF10 Compliance Oversight (23 Feb 2007 to 1 Oct 2009)
Yorkshire Bank Home Loans Limited (no longer approved here)
FRN 303825
- CF10 Compliance Oversight (23 Feb 2007 to 1 Oct 2009)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF10 Compliance Oversight (5 Jan 2004 to 30 May 2006)
TSB Bank plc (no longer approved here)
FRN 191240
- CF10 Compliance Oversight (5 Jan 2004 to 30 May 2006)
Investment Funds Direct Limited (no longer approved here)
FRN 114432
- CF10 Compliance Oversight (19 Apr 2002 to 2 Jan 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.