Richard Graham Denning

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Investment Funds Direct Limited (no longer approved here)
FRN 114432
- SMF1 Chief Executive (7 May 2021 to 1 Apr 2026)
- SMF3 Executive Director (7 May 2021 to 1 Apr 2026)
Aegon Investments Limited (no longer approved here)
FRN 788212
- CF29 Significant management (7 Jun 2018 to 26 Sep 2018)
Cofunds Limited (no longer approved here)
FRN 194734
- CF29 Significant management (9 Jan 2017 to 26 Sep 2018)
Scottish Equitable Plc (no longer approved here)
FRN 165548
- CF29 Significant management (18 Nov 2015 to 26 Sep 2018)
AEGON INVESTMENT SOLUTIONS LTD. (no longer approved here)
FRN 543123
- CF1 Director (18 Nov 2015 to 26 Sep 2018)
Novia Financial Plc (no longer approved here)
FRN 481600
- CF29 Significant management (16 Sep 2008 to 22 Sep 2011)
- CF30 Customer (16 Sep 2008 to 23 Dec 2008)
Quilter Life & Pensions Limited (no longer approved here)
FRN 207977
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 18 Apr 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.