Insight Financial Associates Limited

• Principal Place of Business

  Insight Financial Associates Ltd

  Insight House 7a

  Alkmaar Way

  Norwich

  Norfolk

  NR6 6BF

  UNITED KINGDOM

  Phone

  +4401603268080

  Web

  https://www.insightifa.com

• Complaints Contact

  Insight Financial Associates Ltd

  Insight House 7a

  Alkmaar Way

  Norwich

  Norfolk

  NR6 6BF

  UNITED KINGDOM

  Phone

  +4401603268080

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Jason Anthony Martin

  IRN JAM00036

  • CF30 Customer (1 Nov 2007 to 4 Sep 2009)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
• Jason Knights

  IRN JKK01012

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
• Jason Richard Howard

  IRN JRH00062

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Responsibility for MCD Intermediation (since 1 May 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (AR) (5 Jan 2015 to 15 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 22 Feb 2023)
  • Responsible for Insurance Mediation (2 Jan 2007 to 30 Sep 2018)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
  • CF1 Director (2 Jan 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (2 Jan 2007 to 31 Mar 2009)
• Jasvinder Singh

  IRN JXS00737

  • [FCA CF] Client dealing (2 Aug 2021 to 8 Nov 2021)
  • [FCA CF] Functions requiring qualifications (2 Aug 2021 to 8 Nov 2021)
• Jenna Louise Mary Chandler

  IRN JXC00335

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 31 Oct 2022)
  • [FCA CF] Client dealing (since 31 Oct 2022)
• Jennie Warne

  IRN JXW00654

  • [FCA CF] Manager of certification employee (since 21 Feb 2022)
• Jeremy Patrick Hylton

  IRN JPH00024

  • CF30 Customer (1 Mar 2008 to 30 Jun 2009)
• Joanna Chiao

  IRN HXC26945

  • [FCA CF] Client dealing (3 Oct 2022 to 22 Jan 2024)
  • [FCA CF] Functions requiring qualifications (3 Oct 2022 to 22 Jan 2024)
• John Raymond Loughman

  IRN JRL00014

  • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
• Jolanta Maria Filipek

  IRN JXF00385

  • [FCA CF] Client dealing (6 Apr 2022 to 26 Jul 2022)
  • [FCA CF] Functions requiring qualifications (6 Apr 2022 to 26 Jul 2022)

• Dafferns Wealth Limited (no longer appointed)

  FRN 826548 · Appointed 20 Nov 2018 · Until 10 Jan 2022

• Insight Health Solutions Ltd (no longer appointed)

  FRN 675717 · Appointed 6 Mar 2015 · Until 6 Nov 2018

• Insight Private Finance Limited (no longer appointed)

  FRN 409065 · Appointed 26 Sep 2014 · Until 9 Apr 2021

• Higgs Boson Consultants LLP (no longer appointed)

  FRN 589353 · Appointed 31 Jan 2013 · Until 6 Jan 2015

No changes recorded yet.