Insight Financial Associates Limited

• Principal Place of Business

  Insight Financial Associates Ltd

  Insight House 7a

  Alkmaar Way

  Norwich

  Norfolk

  NR6 6BF

  UNITED KINGDOM

  Phone

  +4401603268080

  Web

  https://www.insightifa.com

• Complaints Contact

  Insight Financial Associates Ltd

  Insight House 7a

  Alkmaar Way

  Norwich

  Norfolk

  NR6 6BF

  UNITED KINGDOM

  Phone

  +4401603268080

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Jon Glister

  IRN JXG19164

  • [FCA CF] Manager of certification employee (2 May 2023 to 26 Feb 2024)
• Jonathan Adam Pemberton

  IRN JAP00022

  • [FCA CF] Client dealing (4 May 2021 to 30 Jun 2021)
  • [FCA CF] Functions requiring qualifications (4 May 2021 to 30 Jun 2021)
• Jonathan Edward Leighton Fry

  IRN JEF00014

  • [FCA CF] Functions requiring qualifications (1 Jun 2022 to 9 Sep 2025)
  • [FCA CF] Client dealing (1 Jun 2022 to 9 Sep 2025)
• Jonathan Howard Poole

  IRN JXP00634

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 18 Jul 2022)
  • [FCA CF] Functions requiring qualifications (since 18 Jul 2022)
• Jonathan James Bendall

  IRN JXB04208

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2026)
• Joseph Anthony Dunn

  IRN JXD01257

  • CF30 Customer (2 Jan 2009 to 25 Sep 2009)
• Joseph Trafankowski

  IRN JXT00706

  • [FCA CF] Functions requiring qualifications (1 Jul 2024 to 13 Jun 2025)
  • [FCA CF] Client dealing (1 Jul 2024 to 13 Jun 2025)
• Julian Alastair Bavaro-Bull

  IRN JXB00802

  • [FCA CF] Client dealing (2 Aug 2021 to 4 Jan 2022)
  • [FCA CF] Functions requiring qualifications (2 Aug 2021 to 4 Jan 2022)
• Justin Levy

  IRN JXL01034

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 13 Apr 2026)
  • [FCA CF] Client dealing (since 13 Apr 2026)
• Kai Michael Davey

  IRN KMD01060

  • CF30 Customer (18 May 2012 to 9 Jul 2012)

• Dafferns Wealth Limited (no longer appointed)

  FRN 826548 · Appointed 20 Nov 2018 · Until 10 Jan 2022

• Insight Health Solutions Ltd (no longer appointed)

  FRN 675717 · Appointed 6 Mar 2015 · Until 6 Nov 2018

• Insight Private Finance Limited (no longer appointed)

  FRN 409065 · Appointed 26 Sep 2014 · Until 9 Apr 2021

• Higgs Boson Consultants LLP (no longer appointed)

  FRN 589353 · Appointed 31 Jan 2013 · Until 6 Jan 2015

No changes recorded yet.