Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Eastern Financial Consultants Ltd
FRN 952886
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 6 Nov 2025)
- [FCA CF] Functions requiring qualifications (since 6 Nov 2025)
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Sophex Limited
FRN 457902
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 3 Jun 2024)
- [FCA CF] Client dealing (since 3 Jun 2024)
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ASSET INVESTMENT MANAGEMENT LTD.
FRN 462797
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 3 Feb 2023)
- [FCA CF] Functions requiring qualifications (since 3 Feb 2023)
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Insight Financial Associates Limited
FRN 458421
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 31 Oct 2022)
- [FCA CF] Functions requiring qualifications (since 31 Oct 2022)
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- [FCA CF] Client dealing (1 Dec 2020 to 10 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
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