Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
    • CF30 Customer (21 Apr 2018 to 8 Dec 2019)
  • Gracechurch Wealth Management LLP (no longer approved here)

    FRN 454766

    • CF30 Customer (20 May 2013 to 30 Apr 2018)
  • Active Financial Partners Limited (no longer approved here)

    FRN 301860

    • CF30 Customer (3 Sep 2010 to 30 Dec 2012)
  • SALTUS WEALTH PARTNERSHIP LIMITED (no longer approved here)

    FRN 449607

    • CF30 Customer (12 Jul 2010 to 3 Aug 2010)
  • Insight Financial Associates Limited (no longer approved here)

    FRN 458421

    • CF30 Customer (1 Mar 2008 to 30 Jun 2009)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 21 Feb 2008)
    • CF22 Investment Adviser (Trainee) (21 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.