Gracechurch Wealth Management LLP

• Principal Place of Business

  E F X House

  1 Boycott Avenue

  Oldbrook

  Milton Keynes

  MK6 2RW

  UNITED KINGDOM

  Phone

  +4401908209220

  Web

  https://gracechurchwm.com

• Complaints Contact

  E F X House

  1 Boycott Avenue

  Oldbrook

  Milton Keynes

  MK6 2RW

  UNITED KINGDOM

  Phone

  +441908209220

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Barnett

  IRN AXB01634

  • CF30 Customer (3 Dec 2007 to 7 Oct 2010)
• Christopher John Latham

  IRN CJL00046

  • CF30 Customer (1 Nov 2007 to 18 Aug 2011)
  • CF24 Pension Transfer Specialist (29 Jan 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (22 Jan 2007 to 31 Oct 2007)
• Colin John French

  IRN CJF01083

  • CF4 Partner (18 Aug 2009 to 20 Dec 2011)
• Daniel James Parrish

  IRN DJP00052

  • CF30 Customer (10 May 2012 to 17 Oct 2017)
  • CF1 Director (AR) (10 May 2012 to 17 Oct 2017)
• David Bruce James Schofield

  IRN DBS01059

  • CF30 Customer (20 Feb 2014 to 16 Feb 2018)
• David Hine

  IRN DAH00027

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF1 Director (AR) (since 26 Jan 2012)
  • CF30 Customer (since 1 Nov 2007)
  • CF4 Partner (AR) (23 May 2011 to 15 Dec 2011)
  • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (2 Oct 2006 to 8 Dec 2019)
  • CF4 Partner (2 Oct 2006 to 8 Dec 2019)
• David William Nash

  IRN DWN01029

  • CF1 Director (AR) (since 11 Apr 2012)
  • CF4 Partner (18 Aug 2009 to 21 Apr 2011)
• Helen Marie Beaumont

  IRN HMB01046

  • CF4 Partner (18 Aug 2009 to 20 Dec 2011)
• James Anthony Painter

  IRN JXP00772

  • [FCA CF] Functions requiring qualifications (1 Mar 2023 to 10 Nov 2023)
  • [FCA CF] Client dealing (1 Mar 2023 to 10 Nov 2023)
• Jason Ashworth

  IRN JXA00709

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Jan 2025)
  • [FCA CF] Client dealing (since 9 Jan 2025)

• Magma Wealth Management Limited

  FRN 572383 · Appointed 10 Jan 2012

• Parrish Wealth Management Limited (no longer appointed)

  FRN 574472 · Appointed 3 Feb 2012 · Until 21 Sep 2018

• Chancery Alliance LLP (no longer appointed)

  FRN 532736 · Appointed 1 Oct 2010 · Until 19 Dec 2011

No changes recorded yet.