Daniel James Parrish

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Questa Wealth & Financial Planning Limited (no longer approved here)

    FRN 750005

    • SMF3 Executive Director (9 Dec 2019 to 17 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jun 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Jun 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Jun 2020)
    • CF11 Money Laundering Reporting (1 Nov 2016 to 8 Dec 2019)
    • CF1 Director (1 Nov 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Nov 2016 to 30 Sep 2018)
  • Gracechurch Wealth Management LLP (no longer approved here)

    FRN 454766

    • CF30 Customer (10 May 2012 to 17 Oct 2017)
    • CF1 Director (AR) (10 May 2012 to 17 Oct 2017)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (19 Jun 2006 to 31 Aug 2006)
    • CF22 Investment Adviser (Trainee) (2 Dec 2005 to 19 Jun 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.