Questa Wealth & Financial Planning Limited

Date authorised
1 November 2016
Companies House
10147824
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Park House
    17 Moor Park Avenue
    Preston
    Lancashire
    PR1 6AS
    UNITED KINGDOM
    Phone
    +4401253830050

  • Complaints Contact

    3 Croft Court
    Plumpton Close
    Whitehills Business Park
    Blackpool
    Lancashire
    FY4 5PR
    UNITED KINGDOM
    Phone
    +441253830050

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Anthony Hoskisson

    IRN CAH00011

    • Responsible for Insurance Distribution (since 23 May 2022)
    • SMF16 Compliance Oversight (since 23 May 2022)
    • SMF3 Executive Director (since 23 May 2022)
  • Daniel James Parrish

    IRN DJP00052

    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 17 Jun 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Jun 2020)
    • CF10 Compliance Oversight (1 Nov 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Nov 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Nov 2016 to 30 Sep 2018)
    • CF1 Director (1 Nov 2016 to 8 Dec 2019)
  • Richard James Openshaw

    IRN RXO00124

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 24 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 24 Jan 2023)
  • Simon John Whitney

    IRN SJW00004

    • SMF16 Compliance Oversight (10 Nov 2020 to 30 Mar 2022)
    • Responsible for Insurance Distribution (10 Nov 2020 to 30 Mar 2022)
    • SMF3 Executive Director (10 Nov 2020 to 30 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Nov 2020 to 30 Mar 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2022)
  • Stuart Graham Dewin

    IRN SGD01054

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 May 2022)
    • SMF3 Executive Director (since 23 May 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.