Richard James Openshaw

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUESTA FINANCIAL SERVICES LTD.

    FRN 459631

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 6 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 6 Mar 2024)
  • Questa Wealth & Financial Planning Limited

    FRN 750005

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 24 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 24 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.