QUESTA FINANCIAL SERVICES LTD.

• Principal Place of Business

  Questa

  3 Croft Court

  Plumpton Close

  Whitehills Business Park

  Blackpool

  Lancashire

  FY4 5PR

  UNITED KINGDOM

  Phone

  +441253830050

  Web

  http://www.questachartered.co.uk

• Complaints Contact

  Questa

  3 Croft Court

  Plumpton Close

  Whitehills Business Park

  Blackpool

  Lancashire

  FY4 5PR

  UNITED KINGDOM

  Phone

  +441253830050

• Buy-to-Let Mortgage Advice

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adelle McNiven

  IRN AXM00226

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Jun 2021)
• Andrew Patrick Davidson

  IRN APD00006

  • CF30 Customer (1 Nov 2007 to 23 Dec 2010)
  • CF1 Director (2 Jan 2007 to 23 Feb 2010)
  • CF24 Pension Transfer Specialist (2 Jan 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
• Angus Simon Williamson

  IRN ASW00021

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (22 Jan 2007 to 31 Oct 2007)
• Catherine Elizabeth Wells

  IRN CEW01065

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (4 Mar 2016 to 8 Dec 2019)
• Charles Anthony Hoskisson

  IRN CAH00011

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 12 May 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (2 Jan 2007 to 31 Mar 2009)
  • CF3 Chief Executive (2 Jan 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (2 Jan 2007 to 15 Mar 2017)
  • CF10 Compliance Oversight (2 Jan 2007 to 8 Dec 2019)
  • CF1 Director (2 Jan 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Jan 2007 to 30 Sep 2018)
• Christopher John Blackburn

  IRN CJB00013

  • CF30 Customer (24 Mar 2009 to 8 Dec 2019)
• David Stanley Oldrid

  IRN DXO00033

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (22 Jan 2007 to 31 Oct 2007)
• Gareth Warrick Griffiths

  IRN GWG00008

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (22 Jan 2007 to 31 Oct 2007)
• Gary Paul Hitchen

  IRN GPH01044

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (23 Apr 2013 to 8 Dec 2019)
• Jonathan Peter Wallington Taylor

  IRN JXT01641

  • CF30 Customer (27 Jun 2013 to 5 Feb 2015)

No changes recorded yet.